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Date: Monday, 21 Apr 2014 18:14
“Looking at Corporate Governance from the Investor’s Perspective” by Commissioner Luis A. Aguilar United States Securities and Exchange Commission Emory University School of Law Corporate Governance Lecture Series Atlanta, Georgia April 21, 2014
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Date: Wednesday, 16 Apr 2014 20:07
Closing Remarks at the SEC's 24th Annual International Institute for Market Development by Commissioner Gallagher on April 16, 2014.
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Date: Tuesday, 15 Apr 2014 18:45
Gregg E. Berman Associate Director, Office of Analytics and Research Division of Trading and Markets speaks at the North American Trading Architecture Summit on April 15, 2014 in New York
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Date: Tuesday, 15 Apr 2014 14:28
Speech by Craig M. Lewis, Chief Economist and Director, Division of Economic and Risk Analysis MIT Sloan School of Management’s Center for Finance and Policy’s Distinguished Speaker Series April 14, 2014 The Future of Capital Formation
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Date: Friday, 11 Apr 2014 17:34
Disclosure Effectiveness: Remarks Before the American Bar Association Business Law Section Spring Meeting, speech by Keith F. Higgins, Director, Division of Corporation Finance, in Los Angeles, CA, on April 11, 2014
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Date: Tuesday, 08 Apr 2014 16:46
Remarks before The North American Securities Administrators Association 2014 Public Policy Conference, speech by Commissioner Kara M. Stein, in Washington, D.C., on April 8, 2014
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Date: Tuesday, 08 Apr 2014 15:35
Commissioner Luis A. Aguilar's speech at the North American Securities Administrators Association Annual NASAA/SEC 19(d) Conference in Washington, D.C. on April 8, 2014
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Date: Monday, 07 Apr 2014 18:35
Welcoming Remarks at the SEC 24th Annual International Institute for Securities Market Development Commissioner Michael S. Piwowar U.S. Securities and Exchange Commission Washington, DC April 7, 2014
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Date: Thursday, 03 Apr 2014 21:07
Commissioner Daniel M. Gallagher's Remarks Before the SEC / Academy of Finance Shadowing Program
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Date: Thursday, 03 Apr 2014 21:07
Commissioner Daniel M. Gallagher's Remarks Before the SEC / Academy of Finance Shadowing Program
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Date: Thursday, 03 Apr 2014 16:28
Remarks before the 5th Annual DCIIA Public Policy Forum, speech by David W. Grim, Deputy Director, Division of Investment Management, in Washington, DC, on April 3, 2014
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Date: Wednesday, 02 Apr 2014 20:04
Taking an Informed Approach to Issues Facing the Mutual Fund Industry, speech by Commissioner Luis A. Aguilar, at the Mutual Fund Directors Forum’s Annual Policy Conference, Washington, DC, on April 2, 2014
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Date: Monday, 31 Mar 2014 13:28
Keynote Address SIFMA Compliance & Legal Society Annual Seminar All-Encompassing Enforcement: The Robust Use of Civil and Criminal Actions to Police the Markets March 31, 2014
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Date: Friday, 28 Mar 2014 14:34
Keith F. Higgins Director of the Division of Corporation Finance at the SEC gives a Keynote Address at the 2014 Angel Capital Association Summit
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Date: Thursday, 27 Mar 2014 20:12
Remarks at the 26th Annual Corporate Law Institute, Tulane University Law School: Federal Preemption of State Corporate Governance Commissioner Daniel M. Gallagher New Orleans, LA March 27, 2014
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Date: Monday, 24 Mar 2014 16:13
Videoconference remarks of SEC Chair Mary Jo White to the Annual Forum of the Australian Securities and Investments Commission (ASIC)
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Date: Friday, 21 Mar 2014 13:04
For over 45 years, the Consumer Federation of America (“CFA”) has played a critical role in advancing the interests of consumers through your research, advocacy and education efforts. At the Securities and Exchange Commission, we have a three-part mission -- to protect investors, to ensure fair and efficient markets and to facilitate capital formation. Each part of our mission circles back to the first – to protect investors – because if our markets are not fair and safe, they will not attract investors to provide the capital companies are seeking.
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Date: Thursday, 20 Mar 2014 13:07
Keynote Address at PLI – Thirteenth Annual Institute on Securities Regulation in Europe Keith F. Higgins Director, Division of Corporation Finance U.S. Securities and Exchange Commission London, England March 20, 2014 Introduction Thank you for that kind introduction and the invitation to speak today at what will be my debut on the international stage as the Director of the Division of Corporation Finance. While I had the pleasure of being in London during my prior life in private practice, this is my first trip abroad in my new role and, more importantly, my first opportunity to use my newly-printed U.S. government employee passport, which, to my great disappointment, did not usher me immediately to the head of the queue at Passport Control when I arrived at the airport yesterday.
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Date: Tuesday, 18 Mar 2014 12:58
Speech by Craig M. Lewis, Chief Economist and Director, Division of Economic and Risk Analysis Keynote Address at the Investment Company Institute 2014 Mutual Funds and Investment Management Conference March 18, 2014 Encouraging Economic Discourse
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Date: Monday, 17 Mar 2014 19:41
Remarks to the 2014 Mutual Funds and Investment Management Conference by Norm Champ, Director, Division of Investment Management, in Orlando, FL, on March 17, 2014
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